The CFTC's international program supports the Commission's ability to meet the challenges of global financial markets. The Office of International Affairs staff compiles information on applicable law and procedures in jurisdictions around the world; coordinates U.S. information sharing requirements pertaining to oversight and regulation of futures and options; supports the CFTC as it promotes U.S. interests in international fora; and assists foreign regulators in inter-jurisdictional issues involving the U.S.
Foreign Regulatory Authorities
Firms that solicit and/or accept derivatives business from persons located outside the U.S. should be aware of the relevant foreign laws and rules that apply to such business. Rules may vary regarding, for example,
- the need for registration or authorization by a foreign regulator
- the treatment of solicited versus unsolicited business
- retail versus institutional customers and
- Internet-based business.
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